WEBVTT 00:00:00.000 --> 00:00:06.166 >>Prof. Frank R. Baumgartner: Punctuated equilibrium theory comes out of the study of evolution and biology, 00:00:06.166 --> 00:00:08.159 and Brian Jones and I used it. 00:00:08.615 --> 00:00:13.078 Other people have used it, but we developed a book where we used it as the 00:00:13.078 --> 00:00:17.398 guiding framework or the guiding theory for our explanation of policy change, 00:00:17.398 --> 00:00:20.294 and that was a book that we published in 1993. 00:00:20.757 --> 00:00:25.715 And we were interested in analyzing over long periods of time, 00:00:25.715 --> 00:00:28.498 so for example maybe 40 or 50 years, 00:00:28.498 --> 00:00:35.839 of policy change why were certain policies for generations at a time stable, 00:00:36.399 --> 00:00:39.214 and people thought that maybe they were immovable; 00:00:39.214 --> 00:00:42.791 for example, smoking and tobacco policy in the United States. 00:00:43.512 --> 00:00:48.681 The tobacco industry was often seen as the single most influential lobby in America, 00:00:48.681 --> 00:00:50.682 that it would never be taken down because it 00:00:50.682 --> 00:00:55.981 had so many connections to farmers and tax receipts that the government got, 00:00:55.981 --> 00:00:58.992 and it was a huge export commodity for the US, 00:00:58.992 --> 00:01:01.149 and so people thought that that was an example 00:01:01.149 --> 00:01:04.270 like they think of the National Rifle Association 00:01:04.270 --> 00:01:07.132 now as the most influential interest group in American politics. 00:01:07.980 --> 00:01:12.191 But all of a sudden, finally things flipped on the tobacco industry, 00:01:12.191 --> 00:01:19.592 and the prevailing understanding of tobacco went from being glamourous to being catastrophic. 00:01:19.592 --> 00:01:21.433 And so today throughout the world, 00:01:21.433 --> 00:01:25.811 at least the Western world, we see policies that are much more anti-tobacco, 00:01:25.811 --> 00:01:28.680 and that was the once upon time that was unimaginable. 00:01:29.832 --> 00:01:32.032 So our book was published in ‘93, 00:01:32.542 --> 00:01:35.458 and that’s what it really focused on – how could 00:01:35.458 --> 00:01:41.271 we explain the unexpected shifts in the political fortunes of major American industries. 00:01:42.681 --> 00:01:46.591 Well, students should use many theories, 00:01:46.591 --> 00:01:49.630 but I think our theory is of interest because 00:01:52.580 --> 00:01:57.049 it poses as a question something that other people sometimes take for granted, 00:01:57.049 --> 00:01:59.163 which is why are certain industries powerful, 00:02:00.196 --> 00:02:02.156 and what is the basis of their power. 00:02:02.767 --> 00:02:05.828 And we propose that there’s really two bases of power, 00:02:05.828 --> 00:02:07.722 one is an institutional structure. 00:02:08.713 --> 00:02:16.763 So supporting government agencies that promote a certain industry and with smoking, 00:02:16.763 --> 00:02:20.383 you can think of that as once upon a time it 00:02:20.383 --> 00:02:23.522 was the Department of Agriculture in the United States; 00:02:23.522 --> 00:02:26.991 or with nuclear power in the 1950s and 1960s, 00:02:26.991 --> 00:02:30.923 it was very powerfully supported by its regulatory agency. 00:02:32.214 --> 00:02:34.642 There’s any number of these industries. 00:02:34.642 --> 00:02:38.424 But the other side of the equation and the other 00:02:38.424 --> 00:02:42.619 part of the supporting system is a very powerful supporting idea, 00:02:42.619 --> 00:02:45.634 what we called in our first book the policy image, 00:02:45.634 --> 00:02:51.053 but which people often refer to as the frame or the issue definition. 00:02:51.712 --> 00:02:56.923 And when that policy image is associated with things like patriotism, 00:02:57.663 --> 00:03:02.799 or economic growth, or entrepreneurialism, 00:03:05.349 --> 00:03:08.952 the American way of life, glamour, 00:03:09.655 --> 00:03:14.166 like cigarettes, then that combination of a very powerful supporting 00:03:14.166 --> 00:03:22.278 image and an institutional structure that prohibits or inhibits the participation of critics, 00:03:22.847 --> 00:03:24.542 then that can be a very powerful thing. 00:03:25.213 --> 00:03:30.522 On the other hand, those things can crumble almost as quickly as 00:03:30.522 --> 00:03:33.132 they were created because once the policy image 00:03:33.132 --> 00:03:36.582 begins to change and people start to take a critical 00:03:36.582 --> 00:03:39.434 view of something that they used to look at very favorably, 00:03:40.233 --> 00:03:42.732 then the political calculus changes, 00:03:42.732 --> 00:03:47.983 and people who were not previously involved in the issue demand a seat at the table, 00:03:47.983 --> 00:03:51.273 and that’s what we saw in the cases of – well, 00:03:51.273 --> 00:03:52.372 in the cases that we studied. 00:03:52.372 --> 00:03:55.429 We saw that they were able to be attacked successfully 00:03:56.353 --> 00:04:01.152 even though 10 years previously they were considered to be extremely powerful.