1 00:00:00,000 --> 00:00:06,166 >>Prof. Frank R. Baumgartner: Punctuated equilibrium theory comes out of the study of evolution and biology, 2 00:00:06,166 --> 00:00:08,159 and Brian Jones and I used it. 3 00:00:08,615 --> 00:00:13,078 Other people have used it, but we developed a book where we used it as the 4 00:00:13,078 --> 00:00:17,398 guiding framework or the guiding theory for our explanation of policy change, 5 00:00:17,398 --> 00:00:20,294 and that was a book that we published in 1993. 6 00:00:20,757 --> 00:00:25,715 And we were interested in analyzing over long periods of time, 7 00:00:25,715 --> 00:00:28,498 so for example maybe 40 or 50 years, 8 00:00:28,498 --> 00:00:35,839 of policy change why were certain policies for generations at a time stable, 9 00:00:36,399 --> 00:00:39,214 and people thought that maybe they were immovable; 10 00:00:39,214 --> 00:00:42,791 for example, smoking and tobacco policy in the United States. 11 00:00:43,512 --> 00:00:48,681 The tobacco industry was often seen as the single most influential lobby in America, 12 00:00:48,681 --> 00:00:50,682 that it would never be taken down because it 13 00:00:50,682 --> 00:00:55,981 had so many connections to farmers and tax receipts that the government got, 14 00:00:55,981 --> 00:00:58,992 and it was a huge export commodity for the US, 15 00:00:58,992 --> 00:01:01,149 and so people thought that that was an example 16 00:01:01,149 --> 00:01:04,270 like they think of the National Rifle Association 17 00:01:04,270 --> 00:01:07,132 now as the most influential interest group in American politics. 18 00:01:07,980 --> 00:01:12,191 But all of a sudden, finally things flipped on the tobacco industry, 19 00:01:12,191 --> 00:01:19,592 and the prevailing understanding of tobacco went from being glamourous to being catastrophic. 20 00:01:19,592 --> 00:01:21,433 And so today throughout the world, 21 00:01:21,433 --> 00:01:25,811 at least the Western world, we see policies that are much more anti-tobacco, 22 00:01:25,811 --> 00:01:28,680 and that was the once upon time that was unimaginable. 23 00:01:29,832 --> 00:01:32,032 So our book was published in ‘93, 24 00:01:32,542 --> 00:01:35,458 and that’s what it really focused on – how could 25 00:01:35,458 --> 00:01:41,271 we explain the unexpected shifts in the political fortunes of major American industries. 26 00:01:42,681 --> 00:01:46,591 Well, students should use many theories, 27 00:01:46,591 --> 00:01:49,630 but I think our theory is of interest because 28 00:01:52,580 --> 00:01:57,049 it poses as a question something that other people sometimes take for granted, 29 00:01:57,049 --> 00:01:59,163 which is why are certain industries powerful, 30 00:02:00,196 --> 00:02:02,156 and what is the basis of their power. 31 00:02:02,767 --> 00:02:05,828 And we propose that there’s really two bases of power, 32 00:02:05,828 --> 00:02:07,722 one is an institutional structure. 33 00:02:08,713 --> 00:02:16,763 So supporting government agencies that promote a certain industry and with smoking, 34 00:02:16,763 --> 00:02:20,383 you can think of that as once upon a time it 35 00:02:20,383 --> 00:02:23,522 was the Department of Agriculture in the United States; 36 00:02:23,522 --> 00:02:26,991 or with nuclear power in the 1950s and 1960s, 37 00:02:26,991 --> 00:02:30,923 it was very powerfully supported by its regulatory agency. 38 00:02:32,214 --> 00:02:34,642 There’s any number of these industries. 39 00:02:34,642 --> 00:02:38,424 But the other side of the equation and the other 40 00:02:38,424 --> 00:02:42,619 part of the supporting system is a very powerful supporting idea, 41 00:02:42,619 --> 00:02:45,634 what we called in our first book the policy image, 42 00:02:45,634 --> 00:02:51,053 but which people often refer to as the frame or the issue definition. 43 00:02:51,712 --> 00:02:56,923 And when that policy image is associated with things like patriotism, 44 00:02:57,663 --> 00:03:02,799 or economic growth, or entrepreneurialism, 45 00:03:05,349 --> 00:03:08,952 the American way of life, glamour, 46 00:03:09,655 --> 00:03:14,166 like cigarettes, then that combination of a very powerful supporting 47 00:03:14,166 --> 00:03:22,278 image and an institutional structure that prohibits or inhibits the participation of critics, 48 00:03:22,847 --> 00:03:24,542 then that can be a very powerful thing. 49 00:03:25,213 --> 00:03:30,522 On the other hand, those things can crumble almost as quickly as 50 00:03:30,522 --> 00:03:33,132 they were created because once the policy image 51 00:03:33,132 --> 00:03:36,582 begins to change and people start to take a critical 52 00:03:36,582 --> 00:03:39,434 view of something that they used to look at very favorably, 53 00:03:40,233 --> 00:03:42,732 then the political calculus changes, 54 00:03:42,732 --> 00:03:47,983 and people who were not previously involved in the issue demand a seat at the table, 55 00:03:47,983 --> 00:03:51,273 and that’s what we saw in the cases of – well, 56 00:03:51,273 --> 00:03:52,372 in the cases that we studied. 57 00:03:52,372 --> 00:03:55,429 We saw that they were able to be attacked successfully 58 00:03:56,353 --> 00:04:01,152 even though 10 years previously they were considered to be extremely powerful.