0:00:09.444,0:00:11.211 All right. 0:00:12.091,0:00:15.726 So, my name's Carl Fisher [br]and I'm a forensic psychiatrist. 0:00:15.726,0:00:18.206 That means I work [br]in the kind of psychiatry 0:00:18.206,0:00:19.760 that deals with the court system, 0:00:19.760,0:00:22.425 the kind of evidence people [br]bring about neuroscience, 0:00:22.425,0:00:25.019 mental health, psychiatric diagnosis 0:00:25.019,0:00:28.299 and the way that impacts [br]the way we think about law. 0:00:28.299,0:00:31.169 So, today I wanted [br]to talk about punishment, 0:00:31.169,0:00:33.315 because one thing [br]I've become interested in 0:00:33.315,0:00:37.011 is, a new trend, people are actually [br]using neuroscience itself -- 0:00:37.011,0:00:40.613 brain scans, brain images -- in the court [br]to make certain arguments 0:00:40.613,0:00:42.932 about the way we punish individuals, 0:00:42.932,0:00:46.036 or even about the way our legal system [br]should function overall. 0:00:46.036,0:00:47.901 In its most simple form, 0:00:47.901,0:00:52.110 this takes the shape, [br]"It wasn't me, it was my brain." 0:00:52.110,0:00:55.165 So, it sounds a little sketchy [br]when you see it at first, right? 0:00:55.165,0:00:57.273 It doesn't make total intuitive sense. 0:00:57.273,0:00:59.546 If my brain is the thing [br]that produces my mind, 0:00:59.546,0:01:01.851 if that's where my experiences, [br]and my thoughts, 0:01:01.851,0:01:04.219 and all of my feelings [br]and motivations are stored, 0:01:04.219,0:01:06.343 then how could a reference to my brain 0:01:06.343,0:01:09.640 mean that I'm not responsible [br]for a crime that I commit? 0:01:09.640,0:01:11.336 Let me tell you a story 0:01:11.336,0:01:13.268 that might help to set the scene 0:01:13.268,0:01:16.441 and understand some of the issues here. 0:01:16.441,0:01:18.044 So, this is a real story. 0:01:18.044,0:01:20.633 It happened not too long ago in Virginia, 0:01:20.633,0:01:26.312 where this mild-mannered, [br]middle aged guy, early 40's, stable life, 0:01:26.312,0:01:28.253 had a wife, kids, picket fence. 0:01:28.253,0:01:30.630 Then, all of a sudden, [br]he develops this interest -- 0:01:30.630,0:01:32.203 brand-new, he hides it at first -- 0:01:32.203,0:01:33.880 in child pornography. 0:01:33.880,0:01:35.966 He starts collecting it, 0:01:35.966,0:01:38.111 he starts secretly gathering it. 0:01:38.111,0:01:39.702 And then, it starts to get worse: 0:01:39.702,0:01:41.665 he gets interested in massage parlors. 0:01:41.665,0:01:43.971 He starts propositioning people for sex. 0:01:43.971,0:01:45.781 And then, eventually, saddly, 0:01:45.781,0:01:47.929 his wife catches him [br]making sexual advances 0:01:47.929,0:01:49.610 toward his twelve-year-old kid. 0:01:49.610,0:01:51.838 So, he's brought before court 0:01:51.838,0:01:54.779 and he's convicted of child molestation. 0:01:54.779,0:01:57.384 And, as a first-time offender, [br]he gets the opportunity 0:01:57.384,0:01:58.999 to engage in a treatment program. 0:01:58.999,0:02:00.807 So, he goes to treatment groups, 0:02:00.807,0:02:02.619 he gets some sort of therapy, 0:02:02.619,0:02:05.530 but he fails miserably, [br]because he can't stop propositioning 0:02:05.530,0:02:07.245 the other people in the groups. 0:02:07.245,0:02:09.162 So, he's scheduled to go back to court, 0:02:09.162,0:02:10.708 and this time he's getting sentenced. 0:02:10.708,0:02:13.758 This time, everyone knows [br]that he's going to get some jail time. 0:02:13.758,0:02:16.322 The night before the court, 0:02:16.322,0:02:17.959 he goes to the emergency room, 0:02:17.959,0:02:20.574 and he's complaining [br]of the worst headache of his life. 0:02:20.574,0:02:22.307 Once people get [br]the full story, they think, 0:02:22.307,0:02:25.768 "Hey, maybe this is... he's trying [br]to get out of his punishment. 0:02:25.768,0:02:29.128 This doesn't seem [br]like it really hangs together." 0:02:29.128,0:02:32.458 But they give the guy [br]the benefit of the doubt 0:02:32.458,0:02:34.786 and they do a brain scan. 0:02:34.786,0:02:38.383 And they find this. It's a huge tumor [br]in his frontal lobe. 0:02:38.383,0:02:39.867 Luckily for him, it's a benign tumor. 0:02:39.867,0:02:41.340 It's actually just a bone tumor 0:02:41.340,0:02:43.711 that's pressing on [br]his orbital frontal cortex, 0:02:43.711,0:02:46.357 which is the part of the brain [br]that people think governs 0:02:46.357,0:02:48.833 social behavior and social regulation. 0:02:48.833,0:02:51.984 So, they remove the tumor, [br]the guy does all right, 0:02:51.984,0:02:53.882 he goes back to the treatment court 0:02:53.882,0:02:56.141 and he passes with flying colors. 0:02:56.141,0:02:58.622 He's back to his [br]normal mild-mannered self. 0:02:58.622,0:02:59.992 Then, a couple years later, 0:02:59.992,0:03:01.504 he starts to develop these urges again, 0:03:01.504,0:03:03.867 but, thankfully, [br]he's on the lookout for it. 0:03:03.867,0:03:06.551 He goes back. [br]Sure enough, the tumor is back. 0:03:06.551,0:03:09.242 It's removed again and he's fine. 0:03:09.242,0:03:11.767 And, as far as we know, to this day, 0:03:11.767,0:03:13.364 no more problems. 0:03:13.364,0:03:16.129 So, my point here is that this notion, 0:03:16.129,0:03:19.804 "It wasn't me, it was my brain" [br]sounds a little odd at first, 0:03:19.804,0:03:22.540 but maybe there are certain cases [br]where it actually makes sense. 0:03:22.540,0:03:25.293 Maybe there are certain cases [br]where we have to investigate 0:03:25.293,0:03:27.042 a little further. 0:03:27.042,0:03:31.447 This is some research from some [br]Duke University law researchers, 0:03:31.447,0:03:33.179 looking at court cases, 0:03:33.179,0:03:35.378 and how often they say [br]actual neuroscience, 0:03:35.378,0:03:38.512 how often somebody produces brain imaging 0:03:38.512,0:03:39.963 or brain scanning evidence. 0:03:39.963,0:03:43.271 And so, in 2005, we already had [br]about a hundred cases 0:03:43.271,0:03:45.187 where people were doing this. 0:03:45.187,0:03:47.919 This is growing exponentially, though. 0:03:47.919,0:03:50.618 So, in just seven years, 0:03:50.618,0:03:52.307 more than double the number of cases 0:03:52.307,0:03:53.655 have been produced in court. 0:03:53.655,0:03:56.175 So, this is happening, [br]it's already getting traction. 0:03:56.175,0:03:59.255 And these are only the court cases [br]that are reported in opinions. 0:03:59.255,0:04:00.927 There's probably more going on 0:04:00.927,0:04:02.835 in the everyday pratice of courts. 0:04:02.835,0:04:05.560 So, in most cases, [br]this has to do with mitigation, 0:04:05.560,0:04:07.768 it has to do with lowering [br]someone's sentence, 0:04:07.768,0:04:09.981 not getting them off entirely. 0:04:09.981,0:04:13.060 So, I'm going to give a couple [br]of examples about how this works. 0:04:13.060,0:04:14.950 So, in the United States, 0:04:14.950,0:04:18.147 there's a famous case of a serial killer [br]called Brian Dugan. 0:04:18.147,0:04:20.383 And I won't get into [br]the gruesome details, 0:04:20.383,0:04:23.005 but the point is that there's [br]no doubt about his guilt. 0:04:23.005,0:04:25.115 It was very clear [br]that this man was guilty. 0:04:25.115,0:04:27.612 So, the prosecution [br]was going for the death penalty. 0:04:27.612,0:04:30.754 The defense lawyers decided [br]that the strategy would be, 0:04:30.754,0:04:32.660 "Let's get an expert in brain imaging, 0:04:32.660,0:04:34.547 scan his brain and put up some cartoons 0:04:34.547,0:04:36.040 to make a very novel argument." 0:04:36.040,0:04:38.616 It was the first time it happened [br]in American courts. 0:04:38.616,0:04:41.128 And they argued that Mr. Dugan [br]had psychopathy. 0:04:41.128,0:04:43.518 Psychopathy [br]is a special medical condition. 0:04:43.518,0:04:46.009 As indicated by his brain scans, 0:04:46.009,0:04:49.479 he can't engage in a normal [br]sort of impulse regulation, 0:04:49.479,0:04:51.352 he can't govern his behavior. 0:04:51.352,0:04:54.304 There's just something wrong [br]with his brain, it's not him. 0:04:54.304,0:04:58.430 And it's always hard to say exactly[br]what causes a particular event, 0:04:58.430,0:05:00.877 what causes the jury to make a decision, 0:05:00.877,0:05:04.328 but, in this case, they actually [br]voided the death penalty. 0:05:04.328,0:05:07.056 So, for an even more stark example, 0:05:07.056,0:05:08.558 let's go over to Italy. 0:05:08.558,0:05:12.790 There is a woman, Stefania Albertani, [br]just a couple of years ago, 0:05:12.790,0:05:15.627 who killed her sister, [br]attempted to murder her parents, 0:05:15.627,0:05:16.944 and got a life sentence. 0:05:16.944,0:05:18.687 But then, the defense got the opportunity 0:05:18.687,0:05:20.188 to present some more evidence. 0:05:20.188,0:05:22.279 They presented some evidence [br]about brain imaging 0:05:22.279,0:05:24.512 and they made the argument [br]that the brain areas 0:05:24.512,0:05:27.301 that govern impulsivity [br]were disfunctional in her. 0:05:27.301,0:05:31.702 So, they managed to reduce her [br]life sentence down to tweny years. 0:05:31.702,0:05:33.773 So, we're already seeing some evidence 0:05:33.773,0:05:35.118 that this stuff is working, 0:05:35.118,0:05:37.241 it's getting traction, it's being used, 0:05:37.241,0:05:39.204 and, in particular cases, brain imaging 0:05:39.204,0:05:42.349 is actually managing to lower [br]particular people's sentences. 0:05:42.349,0:05:45.243 But does it have any impact [br]on the court system at all? 0:05:45.243,0:05:48.529 Can it change the way [br]that we punish people overall? 0:05:48.529,0:05:51.051 So, to answer that question, 0:05:51.051,0:05:53.670 I'm going to turn [br]to the US juvenile justice systems. 0:05:53.670,0:05:57.005 So, if you've had any familiarity[br]or any encounters with this system, 0:05:57.005,0:05:59.104 you'll know that the US [br]can be pretty harsh 0:05:59.104,0:06:01.042 when it comes to punishing kids. 0:06:01.042,0:06:03.531 Until recently, [br]kids could get the death penalty, 0:06:03.531,0:06:05.897 they could be sentenced [br]to life without parole. 0:06:05.897,0:06:08.791 But there's been a series [br]of recent supreme court cases 0:06:08.791,0:06:10.652 that challenged that notion. 0:06:10.652,0:06:14.498 The first was in 2005, [br]Roper versus Simmons, 0:06:14.498,0:06:17.068 and this was a case [br]that challenged the death penalty 0:06:17.068,0:06:19.054 for sixteen and seventeen-year-olds. 0:06:19.054,0:06:22.064 And the majority opinion ruled [br]that that was unconstitutional, 0:06:22.064,0:06:25.247 that you couldn't give [br]the death penalty to juveniles. 0:06:25.247,0:06:27.232 And it's an especially notable case, 0:06:27.232,0:06:28.708 because, for the first time, 0:06:28.708,0:06:31.383 the supreme court actually cited [br]neuroscience data. 0:06:31.383,0:06:34.645 They said not only [br]are adolescents not fully mature, 0:06:34.645,0:06:37.546 that brain imaging and brain scaning [br]actually shows us that. 0:06:37.546,0:06:40.855 They show that the brain is still [br]developing and evolving at that age. 0:06:40.855,0:06:42.811 And that's part of their justification 0:06:42.811,0:06:45.121 for why this is unconstitutional. 0:06:45.121,0:06:47.891 Moving ahead to more recent cases, 0:06:47.891,0:06:49.951 two more cases just very recently 0:06:49.951,0:06:53.027 challenged the possibility [br]of life without parole for juveniles, 0:06:53.027,0:06:54.523 again found unconstitutional. 0:06:54.523,0:06:58.533 But what's notable is, as we go [br]in progression, case to case, 0:06:58.533,0:07:00.047 the amount of the court opinion [br] 0:07:00.047,0:07:02.375 that's devoted to neuroscience [br]is increasing. 0:07:02.375,0:07:04.673 What was just a footnote [br]in Roper versus Simmons 0:07:04.673,0:07:06.117 is now a whole section 0:07:06.117,0:07:08.721 in the most recent case [br]of Miller versus Alabama. 0:07:08.721,0:07:11.360 So, we see that, [br]in the highest court of the US, 0:07:11.360,0:07:13.464 there's more and more [br]focus on neuroscience. 0:07:13.464,0:07:16.092 It's getting more traction. 0:07:16.092,0:07:19.137 So, this has led some folks, [br]especially in Academia, 0:07:19.137,0:07:21.053 to make some claims [br]about how neuroscience 0:07:21.053,0:07:23.840 should change the way we think [br]about neuroscience overall, 0:07:23.840,0:07:26.661 about how our punishment practices [br]in the US should be changed. 0:07:26.661,0:07:28.300 So, this is David Eagleman. 0:07:28.300,0:07:30.316 He's a neuroscientist down at Baylor 0:07:30.316,0:07:32.186 and he's got a good example. 0:07:32.186,0:07:33.735 He says that criminal activity 0:07:33.735,0:07:35.993 should be taken as evidence [br]of brain abnormality. 0:07:35.993,0:07:37.583 We shouldn't see it as bad behavior. 0:07:37.583,0:07:40.393 We should just see it [br]as some sort of biological disfunction, 0:07:40.393,0:07:43.774 and, furthermore, that we should [br]tailor punishment to individuals, 0:07:43.774,0:07:45.959 it should just be about rehabilitation, 0:07:45.959,0:07:48.193 it should just be about treatment. 0:07:48.193,0:07:50.916 This is becoming a very fashionable idea 0:07:50.916,0:07:53.077 throughout all the halls of Academia. 0:07:53.077,0:07:55.932 Philosophers, law professors, [br]neuroscientists 0:07:55.932,0:07:59.692 are now looking to neuroscience [br]to provide a justification. 0:07:59.692,0:08:02.265 Punishment in the United States [br]right now, they say, 0:08:02.265,0:08:04.762 is too retribution-based. 0:08:04.762,0:08:07.065 We're trying to give people [br]their just deserts. 0:08:07.065,0:08:10.781 What we should be doing [br]is be focusing on rehabilitation, 0:08:10.781,0:08:13.015 about helping people. 0:08:13.015,0:08:15.397 So, it sounds like [br]an attractive concept, right, 0:08:15.397,0:08:18.882 to have a more humane [br]and more just punishment system, 0:08:18.882,0:08:21.520 but I think we need [br]to look to history for some lessons 0:08:21.520,0:08:23.271 about how this might play out. 0:08:23.271,0:08:28.366 So, this is a picture [br]of the Alcatraz jazz band, in the 1950's. 0:08:28.366,0:08:30.682 So, back around this time, [br]the 1950's and 60's, 0:08:30.682,0:08:35.026 in US punishment philosophy [br]and US punishment justifications, 0:08:35.026,0:08:37.594 people were very invested [br]in the rehabilitation model. 0:08:37.594,0:08:41.059 There was a lot of focus on [br]addressing the root causes of crime. 0:08:41.059,0:08:44.578 Maybe if we can provide people [br]with useful opportunities, 0:08:44.578,0:08:48.036 ways to develop themselves [br]as people, we can prevent crime, 0:08:48.036,0:08:49.890 and once people are released, 0:08:49.890,0:08:53.680 we won't get the same rates [br]of recidivism as we do normally. 0:08:53.680,0:08:55.963 The problem with this [br]was that it didn't work. 0:08:55.963,0:08:59.461 The social reformers were [br]overclaiming, overpromising, 0:08:59.461,0:09:01.654 and then, when those results [br]weren't realized, 0:09:01.654,0:09:04.377 it set the stage for a backlash. 0:09:04.377,0:09:06.352 So, by the 1980's, 0:09:06.352,0:09:08.767 we have a totally different retoric. 0:09:08.767,0:09:12.228 We have the war on crime, [br]mandatory minimum sentences, 0:09:12.228,0:09:14.713 determinative sentences [br]that take more of the choice 0:09:14.713,0:09:16.873 out of judges' hands. 0:09:16.873,0:09:18.834 And what I'd like to suggest 0:09:18.834,0:09:21.966 is that this is, in large part, [br]due to a setup. 0:09:21.966,0:09:25.480 The social reformers [br]of the 50's and 60's, by overpromising, 0:09:25.480,0:09:27.435 set the stage for this sort of backlash, 0:09:27.435,0:09:29.066 when the pendulum swung back 0:09:29.066,0:09:32.544 toward a more [br]retribution-based punishment system. 0:09:32.544,0:09:35.454 This is a graph of incarceration rates [br]in the United States, 0:09:35.454,0:09:36.832 as a function of population. 0:09:36.832,0:09:38.732 So, it's just the proportion of people 0:09:38.732,0:09:40.549 who are locked up at any given time. 0:09:40.549,0:09:43.676 So, what we see here is, [br]dating back to 1925, 0:09:43.676,0:09:46.163 incarceration rates [br]were relatively stable, 0:09:46.163,0:09:48.213 including through the social reform era. 0:09:48.213,0:09:51.720 But then, around this time, [br]in the late 1970's, 1980's, 0:09:51.720,0:09:54.819 where the tough-on-crime retoric [br]starts to pick up speed, 0:09:54.819,0:09:58.063 we see a massive increase [br]in incarceration rates. 0:09:58.063,0:10:02.231 And so, to bring us back to neuroscience, 0:10:02.231,0:10:03.771 the story I want to tell 0:10:03.771,0:10:06.720 is that it has implications for what we do 0:10:06.720,0:10:08.374 with the science that we're using. 0:10:08.374,0:10:10.109 To promote a treatment model sounds good, 0:10:10.109,0:10:13.444 but we have to be careful about[br]what scientific arguments we hitch 0:10:13.444,0:10:15.780 on to our policy argument. 0:10:16.310,0:10:19.333 Neuroscience might have [br]a limited role in the court room. 0:10:19.333,0:10:21.055 In cases where someone has a tumor, 0:10:21.055,0:10:24.334 in cases where someone [br]has a clearly identified abnormality, 0:10:24.334,0:10:26.589 it might be useful [br]to investigate further. 0:10:26.589,0:10:29.198 But, even then, facts are just facts, [br]and that's how science works. 0:10:29.198,0:10:31.193 They give us the facts, but then, [br]in the court of law, 0:10:31.193,0:10:33.709 or in ethics or in any sort [br]of value system, 0:10:33.709,0:10:35.711 then we have to make the active step 0:10:35.711,0:10:38.957 of making a determination [br]about what actually matters. 0:10:38.957,0:10:43.128 I'd like to suggest [br]that the dangerous part of this trend 0:10:43.128,0:10:46.987 is this notion: [br]"It isn't us, it's our brains." 0:10:46.987,0:10:50.219 To argue for a systemwide reform [br]on the basis of neuroscience 0:10:50.219,0:10:52.820 gets in a dangerous territory. 0:10:52.820,0:10:57.171 We've already seen that making [br]overpromises and making overclaims 0:10:57.171,0:10:59.464 might set the stage [br]for a pendular backlash, 0:10:59.464,0:11:01.458 and you can imagine the same sort of data 0:11:01.458,0:11:03.605 being used for the opposite argument: 0:11:03.605,0:11:05.292 if someone's brain is broken 0:11:05.292,0:11:07.571 or if their brain determines [br]that they're a criminal, 0:11:07.571,0:11:09.438 why not lock them up for longer? 0:11:09.438,0:11:11.728 So, I think we have to be careful [br]about these questions. 0:11:11.728,0:11:13.321 There are a lot of questions [br]that are worth asking 0:11:13.321,0:11:14.762 about the US punishment system. 0:11:14.762,0:11:16.888 My point is not to make a political point, 0:11:16.888,0:11:19.894 but just whether we're interested in 0:11:19.894,0:11:23.026 whether the US legal system [br]is punishing people the right way, 0:11:23.026,0:11:25.308 if our penal system [br]is accomplishing the goals 0:11:25.308,0:11:27.183 that it's set out to accomplish. 0:11:27.183,0:11:29.046 These are questions worth asking. 0:11:29.046,0:11:31.855 But we don't need to wait [br]for neuroscience to tell us the answers. 0:11:31.855,0:11:34.456 We don't need to hitch [br]our arguments on to neuroscience. 0:11:34.456,0:11:36.368 That's my talk. Thanks very much. 0:11:36.368,0:11:39.432 (Applause)